1、the party. Focus on honesty and self-discipline standards of “four clean“ “four consciousness“, hold the work principle and various violations of party discipline punishment . 2. series spoke. To XI on ruling acting political XI General Secretary series important speech reading (2016 version) XI Gen
2、eral Secretary important speech articles selected (leaders reading) and out poverty for basic textbook, in-depth learning understand XI General Secretary series important speech spirit and on Fujian work of series important indicates spirit, understand on reform development stable, and Interior dipl
3、omatic defense, and rule party ruling army of important discusses, understand throughout which of Marx doctrine position views method, Grasp the true faith through the pursuit of, historical sense, sincere feelings for the people, pragmatic style of thought. Should pay attention to the overall grasp
4、 and master relationship and prevent fragmentation. Address learning series, attention should be paid based on persisting and developing socialism with Chinese characteristics to the theme, focuses on understanding comrade XI Jinping as General Secretary of the CPC Central Committee on governance of
5、 the new concept of new ideas and new strategies. (1) the deep understanding we are carrying out the great struggle of history with many new features that Chinas development is an important period of strategic opportunities and the same connotation. (2) to grasp a firm system of socialism with Chine
6、se characteristics theory of confidence, confidence, confidence, winning complete the building of a well-off society and realize “two 100 year“ goal dreams, China and the great rejuvenation of the Chinese nation. (3) understand the domestic and international situations, coordination of “five in one“
7、 overall layout and four “comprehensive“ strategy. (4) a deep understanding of innovation, coordination, development of green, open, shared ideas, adapt to new normal, grasp, leading economic development, greater emphasis on advancing the supply side structural reform, to lead the development of new
8、 development practices. Vigorous implementation of innovation-driven development strategy, strive to enhance the overall coordination of development to promote harmonious coexistence between man and nature, form the opening to the new system, focus on the practice of people-centred development. (5)
9、in-depth understand full deepening reform, advance national governance system and governance capacity modern; makes market in resources configuration in the up decisive role and better play Government role; without shake insisted China basic economic system, promoted various ownership economic healt
10、h development; advance “area way“ construction, and Beijing Jin JI collaborative development, and Yangtze River economic with development; full law ruling, construction China features Socialist rule of law system; development Socialist democracy, insisted China features socialist political developme
11、nt road; Fostering and practicing the Socialist core values, enhance cultural values of confidence, self-confidence, building Socialist culture in China set up the overall national security concept, respect the sovereignty of networks, build global Internet governance system adhere to the correct vi
12、ew, building human fates. (6) to grasp the full strictness requirement, and strict adherence to the partys political discipline and rules, loyal, clean, play, strengthen the wind against corruption, adhere to the “Tigers“ and “fly“. (7) thegrasp scientific methods of thinking and working, and view t
13、rends, patterns and events to strengthen strategic thinking and dialectical thinking, systems thinking, creative thinking, the bottom line thinking set up problem-oriented, focus on risk, fill the short Board; empty talks jeopardize national interests in mind, hard work and prosperous, a deployment,
14、 a nine-point implementation . The content, comprehensively strengthen the ideological and political construction of the leading group, work style, and capacity-building. 3. the key to solve the problem. Seriously implement XI General Secretary on training created has iron general belief, and iron g
15、eneral faith, and iron general discipline, and iron General play of cadres team requirements, control acquisition General Secretary on “seven a has of“ “five a must“, important discusses, enhanced political consciousness, and overall consciousness, and core consciousness, and par consciousness, in t
16、hought political Shang action Shang with to XI comrade for General Secretary of Central keep height consistent, seriously practice line “three strict three real“ requirements and good cadres standard, do heart has party, and heart has people, and heart has accountability, and Heart ring model. (1) t
17、he lead firm ideals and beliefs. For in “lift what flag, and go what road“ Shang of fuzzy awareness, for belief lack, and faith missing, and spirit deficiency “calcium“, problem, root, and guben culture Yuan, to upgrade Marx doctrine theory literacy, upgrade using party of theory innovation results
18、observation and analysis problem of capacity, keep on Marx doctrine and Communist of firm belief, and on China features Socialist of firm faith, strengthened purposes consciousness, and practice line mass line, put ideal faith reflected to slim sets, and for political with right, and officer venture
19、 of aspects, Lofty ideals and the common ideal of exemplary practitioner. Clearly oppose and reject Western constitutional democracies, “universal values“, neo-liberalism, the historical nihilism and questioned reform and opening up and building socialism with Chinese characteristics, such as errone
20、ous. (2) lead to strict political discipline and rules. For political Shang of liberalism, not seriously implement implementation central decision deployment, not seriously actual implement implementation party of route approach policy, major problem important matters not asked not report, for dangm
21、ianyitao set, and Dang “on both sides people“, for wind disciplinary make “four wind“, for clique, and make mission groups guy, problem, seriously draw Zhou Yongkang, and Bo, and Xu caihou, and Guo boxiong, and makes plans and I province Su, and Xu gang, disciplinary illegal case of deep lessons, kn
22、ow fear, and Ming bottom line, and keep rules, Keep the political character of absolute loyalty to the party, political wise men, determined to uphold the authority of the Party Central Committee, maintaining the solidarity and unity of the party. (3) lead to set up the new development philosophy. F
23、or those not adapted, and not for even against new development concept of awareness, and behavior, and practices, for those blindly spell resources spell input, and first pollution Hou governance, and heavy city light rural, and heavy efficiency light fair, one-sided development, and deformity devel
24、opment of problem, insisted liberation thought, and times, set on new development concept of consciously confidence, do advocate innovation, and focused on coordination, and advocate green, and thick plant open, and advance shared. On第一章、证券市场概述知识点 101(P1)：证券的含义(多选)证券是指各类记载并代表一定权力的法律凭证。它用以证明持有人有权依其所持
25、凭证记载的内容而取得应有的权益。证券是用以证明或设定权利所做成的书面凭证，表明证券持有人或第三者有权取得该证券拥有的特定权益或证明其曾经发生过的行为。证券可以采取纸质形式或其他形式。知识点 102(P1)：有价证券的含义(判断)有价证券是标有票面金额，用于证明持有人或该证券指定的特定主体对特定财产拥有所有权或债权的凭证。这类证券本身没有价值，但它代表着一定量的财产权利，因而可以在证券市场上买卖和流通，客观上具有交易价格。有价证券是虚拟资本。虚拟资本指以有价证券形式存在，并能给持有者带来一定收益的资本。独立于实际资本之外。通常虚拟资本的价格总额并不等于所代表的真实资本的账面价格，甚至与真实资本的
26、重置价格也不一定相等，其变化并不完全反映实际资本额的变化。知识点 103(P2)：有价证券分类概念(多选、判断)狭义有价证券指资本证券，广义包括商品证券、货币证券和资本证券。商品证券是证明持有人有商品所有权或使用权的凭证。有提货单、运货单、仓库栈单等(不能事先确定对象的，不属于。如货币、购物券等)货币证券是本身能使持有人或第三者取得货币索取权的有价证券。包括：一类是商业证券：商业汇票和商业本票;另一类是银行证券：银行汇票、银行本票和支票。资本证券是指由金融投资或与金融投资有直接联系的活动而产生的证券。资本证券是有价证券的主要形式。知识点 104(P2)：有价证券分类标准(单选、多选、判断)1、
27、按发行主体的不同，分为政府证券、政府机构证券和公司证券。政府证券指中央政府或地方政府发行的债券。政府机构证券是由经批准的政府机构发行的证券，我国目前不允许政府机构发行。公司证券是公司为筹措资金而发行的有价证券。在公司证券中，通常将银行及非银行金融机构发行的证券称为金融证券，其中金融债券尤为常见。2、按是否在证券交易所挂牌交易，分为上市证券与非上市证券。上市证券是经证券主管机关核准发行，并经证券交易所依法审核同意，允许在证券交易所内公开买卖的证券。非上市证券是未申请上市或不符合证券交易所挂牌交易条件的证券。非上市证券不允许在证券交易所内交易，但可以在其他证券交易所市场交易。凭证式国债和普通开放式
28、基金份额属于非上市证券。3、按募集方式分类，分为公募证券和私募证券。公募证券是发行人通过中介机构向不特定的社会公众投资者公开发行的证券，审核较严格并采取公示制度。私募证券是指向少数特定的投资者发行的证券，其审核条件宽松，投资者少，不采取公示制度。信托计划和理财计划，上市公司定向增发属私募证券。4、按证券所代表的权利性质，分为股票、债券和其他证券。股票和债券是证券市场两个最基本和最主要的品种。知识点 105(P3)：有价证券特征(单选、判断)1、收益性。2、流动性。指证券持有人在不造成资金损失的前提下以证券换取现金的特征。可以通过兑付、承兑、贴现和转让等方式实现。3、风险性。指证券持有者面临着预
29、期投资收益不能实现，甚至本金也受到损失的可能。整体上说，证券的风险与其收益成正比。通常情况下，风险越大的证券，投资者要求的预期收益越高;风险越小的证券，投资者要求的预期收益越低。the party. Focus on honesty and self-discipline standards of “four clean“ “four consciousness“, hold the work principle and various violations of party discipline punishment . 2. series spoke. To XI on ruling ac
30、ting political XI General Secretary series important speech reading (2016 version) XI General Secretary important speech articles selected (leaders reading) and out poverty for basic textbook, in-depth learning understand XI General Secretary series important speech spirit and on Fujian work of seri
31、es important indicates spirit, understand on reform development stable, and Interior diplomatic defense, and rule party ruling army of important discusses, understand throughout which of Marx doctrine position views method, Grasp the true faith through the pursuit of, historical sense, sincere feeli
32、ngs for the people, pragmatic style of thought. Should pay attention to the overall grasp and master relationship and prevent fragmentation. Address learning series, attention should be paid based on persisting and developing socialism with Chinese characteristics to the theme, focuses on understand
33、ing comrade XI Jinping as General Secretary of the CPC Central Committee on governance of the new concept of new ideas and new strategies. (1) the deep understanding we are carrying out the great struggle of history with many new features that Chinas development is an important period of strategic o
34、pportunities and the same connotation. (2) to grasp a firm system of socialism with Chinese characteristics theory of confidence, confidence, confidence, winning complete the building of a well-off society and realize “two 100 year“ goal dreams, China and the great rejuvenation of the Chinese nation
35、. (3) understand the domestic and international situations, coordination of “five in one“ overall layout and four “comprehensive“ strategy. (4) a deep understanding of innovation, coordination, development of green, open, shared ideas, adapt to new normal, grasp, leading economic development, greate
36、r emphasis on advancing the supply side structural reform, to lead the development of new development practices. Vigorous implementation of innovation-driven development strategy, strive to enhance the overall coordination of development to promote harmonious coexistence between man and nature, form
37、 the opening to the new system, focus on the practice of people-centred development. (5) in-depth understand full deepening reform, advance national governance system and governance capacity modern; makes market in resources configuration in the up decisive role and better play Government role; with
38、out shake insisted China basic economic system, promoted various ownership economic health development; advance “area way“ construction, and Beijing Jin JI collaborative development, and Yangtze River economic with development; full law ruling, construction China features Socialist rule of law syste
39、m; development Socialist democracy, insisted China features socialist political development road; Fostering and practicing the Socialist core values, enhance cultural values of confidence, self-confidence, building Socialist culture in China set up the overall national security concept, respect the
40、sovereignty of networks, build global Internet governance system adhere to the correct view, building human fates. (6) to grasp the full strictness requirement, and strict adherence to the partys political discipline and rules, loyal, clean, play, strengthen the wind against corruption, adhere to th
41、e “Tigers“ and “fly“. (7) thegrasp scientific methods of thinking and working, and view trends, patterns and events to strengthen strategic thinking and dialectical thinking, systems thinking, creative thinking, the bottom line thinking set up problem-oriented, focus on risk, fill the short Board; e
42、mpty talks jeopardize national interests in mind, hard work and prosperous, a deployment, a nine-point implementation . The content, comprehensively strengthen the ideological and political construction of the leading group, work style, and capacity-building. 3. the key to solve the problem. Serious
43、ly implement XI General Secretary on training created has iron general belief, and iron general faith, and iron general discipline, and iron General play of cadres team requirements, control acquisition General Secretary on “seven a has of“ “five a must“, important discusses, enhanced political cons
44、ciousness, and overall consciousness, and core consciousness, and par consciousness, in thought political Shang action Shang with to XI comrade for General Secretary of Central keep height consistent, seriously practice line “three strict three real“ requirements and good cadres standard, do heart h
45、as party, and heart has people, and heart has accountability, and Heart ring model. (1) the lead firm ideals and beliefs. For in “lift what flag, and go what road“ Shang of fuzzy awareness, for belief lack, and faith missing, and spirit deficiency “calcium“, problem, root, and guben culture Yuan, to
46、 upgrade Marx doctrine theory literacy, upgrade using party of theory innovation results observation and analysis problem of capacity, keep on Marx doctrine and Communist of firm belief, and on China features Socialist of firm faith, strengthened purposes consciousness, and practice line mass line,
47、put ideal faith reflected to slim sets, and for political with right, and officer venture of aspects, Lofty ideals and the common ideal of exemplary practitioner. Clearly oppose and reject Western constitutional democracies, “universal values“, neo-liberalism, the historical nihilism and questioned
48、reform and opening up and building socialism with Chinese characteristics, such as erroneous. (2) lead to strict political discipline and rules. For political Shang of liberalism, not seriously implement implementation central decision deployment, not seriously actual implement implementation party
49、of route approach policy, major problem important matters not asked not report, for dangmianyitao set, and Dang “on both sides people“, for wind disciplinary make “four wind“, for clique, and make mission groups guy, problem, seriously draw Zhou Yongkang, and Bo, and Xu caihou, and Guo boxiong, and makes plans and I province Su, and Xu gang, disciplinary illegal case of deep lessons, know fear, and Ming bottom line, and keep rules, Keep the political character of absolute loyalty to the party, political wise men, determined to uphold the authority of the Party Central Commi
