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光电子学与光子学的原理及应用s.o.kasap-课后答案.pdf

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1、Solutions for Optoelectronics and Photonics: Principles and Practices Chapter 1/2/3/7 1.4 Antireflection coatingggg For light traveling in medium 1 incident on the 1-2 interface at normal incidence, r12 = n1 n2n1 + n2= n1 n1n3n1 + n1n3=1 n3n11+ n3n1For light traveling in medium 2 incident on the 2-3

2、 interface at normal incidence, r23 = n2 n3n2 + n3= n1n3 n3n1n3 + n3=n1n3 1n1n3 +1=1 n3n11 + n3n1thus, r23 = r12 Significance? For an efficient antireflection effect, waves A (reflected at 1-2) and B (reflected at 2-3) in Figure 1Q4 below should interfere with near “total destruction”. That means th

3、ey should have the same magnitude and that requires that the reflection coefficient between 1 and 2 should be the same as that between 2 and 3; r12 = r23. Thus, the layer 2 can act as an antireflection coating if its index n2 = (n1n3)1/2. This can be achieved by r12 = r23. The best antireflection co

4、ating has to have a refractive index n2 such that n2 = (n1n3)1/2 = (1)(3.5)1/2 = 1.87. Given a choice of two possible antireflection coatings, SiO2 with a refractive index of 1.5 and TiO2 with a refractive index of 2.3, both are close . The phase change for wave B going through the coating of thickn

5、ess d is 2k2d where k2 = n2ko and ko = wavevector in free space = 2pi/. This should be 180 or pi. Thus we need 2n2(2pi/)d = pi or For SiO2 d = 4n2= 900 109 m4(1.5) = 0.15 m For TiO2 d = 4n2= 900 109 m4(2.3) = 0.10 m 1.8 Thin film coating and multiple reflections: Assume that n1 1 is AreflectedA0 k=

6、t1t2r1r1r2e j 2( )k (3) so that the reflection coefficient is r = AreflectedA0= r1 t1t2r1r1r2e j2( )kk =1Since the Eq. (2) is a geometric series with terms given by Eq. (3), the summation is simple, r = r1 t1t2r1r1r2e j 2( )1 r1r2e j 2( ) = r1 + t1t2 r2e j21+ r1r2e j 2 (4) Using Eq. (1), Eq. (4), r

7、= r1 1 + r1r2e j2( )+ 1 r12( )r2e j 21+ r1r2e j 2 i.e. r = r1 + r2e j 21+ r1r2e j 2 (5) The amplitude of the transmitted beam is Ctransmitted = C1 + C2 + C3 + . i.e. Ctransmitted /A0 = t1t23ej t1t23r1r2ej3 + t1t23r12r22ej5 + . (6) so that the k-th term is CtransmittedA0 k= t1t23ejr1r2 r1r2e j2( )k (

8、7) so that the transmission coefficient is t = CtransmittedA0= t1t23ejr1r2 r1r2e j 2( )kk=1= t1t23ejr1r2 r1r2e j 21+ r1r2e j 2 (8) Solutions for Optoelectronics and Photonics: Principles and Practices Chapter 1/2/3/7 i.e. t = t1t23e j1+ r1r2e j 2 1.9 Antireflection coating: Consider the transmission

9、 coefficient obtained in Question 1.8, t = t1t2e j1+ r1r2e j 2 r1 and r2 are positive numbers. To maximize t we need exp(j2) = 1. which means that exp(j2) = cos(2) + jsin(2) = 1. This will be so when 2 = mpi, where m is an odd-integer, or when = 2pin2d = m 12 pi leading to d = m4n2In addition we nee

10、d r1r2 = 1. Consider choosing n2 = (n1n3)1/2. For light traveling in medium 1 incident on the 1-2 interface at normal incidence, r1 = r12 = n1 n2n1 + n2= n1 n1n3n1 + n1n3=1 n3n11 + n3n1For light traveling in medium 2 incident on the 2-3 interface at normal incidence, r2 = r23 = n2 n3n2 + n3= n1n3 n3

11、n1n3 + n3=n1n3 1n1n3 +1=1 n3n11+ n3n1thus, r2 = r1 which confirms that we need n2 = (n1n3)1/2. The reflection coefficient from Question 1.8 is r = r1 + r2e j 21+ r1r2e j 2 This is zero (no reflection) when the numerator is zero, that is r1 = r2exp(j2) The magnitude of exp(j2) is unity and since r1 a

12、nd r2 are positive quantities, we must have two conditions to obtain zero in the numerator: Condition 1: r2 = r1. This requires n2 = (n1n3)1/2 as derived above. Condition 2: exp(j2) = cos(2) + jsin(2) = 1 which will be so when 2 = mpi, where m is an odd-integer, or when Solutions for Optoelectronics

13、 and Photonics: Principles and Practices Chapter 1/2/3/7 = 2pin2d = m 12 pi leading to d = m4n21.16 Diffraction by a lens The angular position of the first dark ring is determined by the diameter D of the aperture and the wavelength , and is given by sin =1.22 D Since is small, = sin =1.22 D =1.22 5

14、90 1092 102 = 3.610-5 rad. From the Rayleigh criterion this is also the resolving power min of the lens. If f = focal length of the lens, the radius r of the central Airy disk is determined by = r/f r = f = (4010-2 m)( 3.610-5 rad) = 1.4410-5 m or 14.4 m. For nearly all practical purposes, this 29 m

15、 diameter spot at the focal plane is a point. 2.1 Dielectric slab waveguide From the geometry we have the following: (a y)/AC = cos and C/AC = cos(pi 2) The phase difference between the rays meeting at C is = kAC kAC = k1AC k1ACcos(pi 2) = k1AC1 cos(pi 2) = k1AC1 + cos(2) = k1(a y)/cos 1 + 2cos2 1 =

16、 k1 (a y)/cos2cos2 = 2k1(a y)cos Given, 2pi(2a)n1 cosm m = mpi cosm = (mpi + m )2pin1(2a)= mpi +mk1(2a)Then m = 2k1(a y) cosm m = 2k1(a y) mpi +mk1(2a)m m = (1 ya)(mpi +m) m = mpi ya (mpi +m) m = m(y) = mpi ya (mpi + m ) 2.5 Dielectric slab waveguide Solutions for Optoelectronics and Photonics: Prin

17、ciples and Practices Chapter 1/2/3/7 Given n1 = 3.66 (AlGaAs), n2 = 3.4 (AlGaAs), 2a = 210-7 m or a = 0.1 m, for only a single mode we need V = 2pia n12 n22( )1/ 2 2pia n12 n22( )1/ 2pi2= 2pi(0.1 m) 3.662 3.402( )1/ 2pi2= 0. 542 m. The cut-off wavelength is 542 nm. When = 870 nm, V = 2pi(1 m) 3.662

18、3.402( )1/ 2(0.870 m) = 0.979 2pia n12 n22( )1/ 22.405 =2pi(50 m) 1.4752 1.4552( )1/ 22.405 = 31.6 m For wavelengths longer than 31.6 m, the fiber is a single mode waveguide. The numerical aperture NA is NA = n12 n22( )1 / 2 = 1.4752 1.4552( )1/ 2 = 0.242 Solutions for Optoelectronics and Photonics:

19、 Principles and Practices Chapter 1/2/3/7 If max is the maximum acceptance angle, then, max = arcsin NAno = arcsin(0.242/1) = 14 Modal dispersion is given by intermodeL = n1 n2c = 1.475 1.4553 108 m s1 = 66.7 ps m-1 or 66.7 ns per km Given that 0.29, maximum bit-rate is BL = 0.25Ltotal 0.25Lintermod

20、e= 0.25(0.29)(66.7 ns km1) = 13 Mb s-1 km (only an estimate!) We neglected material dispersion at this wavelength which would further decrease BL. Material dispersion and modal dispersion must be combined by total2 = intermode2 + material2 For example, assuming an LED with a spectral rms deviation o

21、f about 20 nm, and a Dm 200 ps km-1 nm-1 (at about 850 nm)we would find m = (200 ps km-1 nm-1)(20 nm)(1 km) 4000 ps km-1 or 4 ns km-1, which is substantially smaller than the intermode dispersion and can be neglected. 2.9 A single mode fiber a Given n1 = 1.475, n2 = 1.455, 2a = 810-6 m or a = 4 m an

22、d =1.3 m. The V-number is, V = 2pia n12 n22( )1/ 2 = 2pi(4 m) 1.4682 1.4642( )1/ 2(1.3 m) = 2.094 b Since V 2.405 or kT/e ( 0.02586 V) where so = AJso = Aeni2(Dh/(LhNd) + (De/(LeNa) Given ni = 1.81012 m-3, A = 0.110-6 m2, Thus Iso = 0.1106 m2( )1.602 1019 C( )1.8 1012 m3( )2 0.000803 m2 s1( )1.056 1

23、05 m( )11022 m3( )+ 0.1106 m2( )1.602 1019 C( )1.8 1012 m3( )2 0.01813 m2 s1( )5.02 105 m( )11022 m3( ) Iso = 2.27 10-21 A. The forward current due to diffusion is Idiff = Isoexp(eV/(kT) = (2.27 10-21 A)exp(1 V)/(0.0259 V) Idiff = 0.00013 A or 0.13 mA 3.4 The Si pn junction Consider temperature T =

24、300 K. kT/e = 0.02586 V. a This is a p+n diode: Nd = 1015 cm-3. Hole lifetime h in the n-side is h = 5 1071 + 2 1017 Ndopant( )=5 1071 + 2 1017 1015 cm3( )= 490.2 ns and, using the same equation with Ndopant = 1018 cm-3, electron lifetime in the p-side is e = 23.81 ns. I. Diffusion component of diod

25、e current Given Na = 1018 cm-3, e 250 cm2 V-1 s-1, and with Nd = 1015 cm-3, h 450 cm2 V-1 s-1. Thus: De = kTe/e (0.02585 V)(250 cm2 V-1 s-1) = 6.463 cm2 s-1 and Dh = kTh/e (0.02585 V)(450 cm2 V-1 s-1) = 11.63 cm2 s-1 The diffusion lengths are then: Le = Dee = 6.463 cm2 s-1)(23.81 10-9 s) = 3.92 10-4

26、 cm, or 3.92 m and Lh = Dhh = (11.63 cm2 s-1)(490.2 10-9 s) = 2.39 10-3 cm, or 23.9 m The diffusion component of the current is I = Idiff = soexp(eV/(kT) 1 soexp(eV/(kT) for V kT/e ( 0.02585 V) Solutions for Optoelectronics and Photonics: Principles and Practices Chapter 1/2/3/7 where so = AJso = Ae

27、ni2(Dh/(LhNd) + (De/(LeNa) Aeni2Dh/(LhNd) as Na Nd. In other words, the current is mainly due to the diffusion of holes in the n-region. Thus: Iso = 1102 cm2( )1.60 1019 C( )1.45 1010 cm3( )2 11.63 cm2 s1( )2.39 103 cm( )11015 cm3( ) Iso = 1.64 10-12 A or 1.64 pA The forward current due to diffusion

28、 is Idiff = Isoexp(eV/(kT) = (1.64 10-12 A)exp(0.6 V)/(0.02585 V) Idiff = 0.020 A or 20 mA II. Recombination component The built-in potential is (where ni is the intrinsic concentration, found in the table in the inside front cover): Vo = (kT/e)ln(NdNa/ni2) = (0.02585 V)ln(1018 cm-3 1015 cm-3)/(1.45

29、 1010 cm-3)2 Vo = 0.755 V The depletion region width W is mainly on the n-side (r of Si is 11.9 from Table 5.1). W = 2 Na + Nd( )Vo V( )eNa Nd 1 / 2 2 Vo V( )eNd 1/ 2 W = 2 11.9( ) 8.854 1012 F m1( ) 0.755 V 0.6 V( )1.60 1019 C( )1021 m3( ) 1/ 2i.e. W 0.451 10-6 m or 0.451 m Recombination in the wid

30、er depletion region in the n-side exceeds the recombination in the narrow depletion region in the p-side. Further the width of the depletion region on the n-side Wn W. The recombination time r here is not necessarily h but let us assume that is so (very roughly). Then, Iro = AeniWn2h+ AeniW p2e Aeni

31、W2h= 1102 cm2( )1.602 1019 C( )1.45 1010 cm3( ) 0.451104 cm( )2 490 109 s( ) Iro = 1.070 10-9 A The forward current due to recombination is Irecom = Iroexp(eV/2kT) = (1.070 10-9 A)exp(0.6 V)/(2 0.02586 V) Irecom = 1.17 10-4 A or 0.117 mA Clearly, the diffusion component dominates the recombination c

32、omponent. b This is a symmetrical pn diode: Nd = Na = 1018 cm-3. Hole lifetime h in the n-side is h = e = 5 1071 + 2 1017 Ndopant( )=5 1071+ 2 1017 1018 cm 3( ) = 23.81 10-9 s Solutions for Optoelectronics and Photonics: Principles and Practices Chapter 1/2/3/7 I. Diffusion component We are given, e

33、 250 cm2 V-1 s-1, and with Nd = 1018 cm-3, h 130 cm2 V-1 s-1. Thus: Thus De = kTe/e (0.02585 V)(250 cm2 V-1 s-1) = 6.463 cm2 s-1 and Dh = kTh/e (0.02585 V)(130 cm2 V-1 s-1) = 3.361 cm2 s-1 Diffusion lengths are Le = Dee = 6.463 cm2 s-1)(23.81 10-9 s) = 3.923 10-4 cm or 3.92 m and Lh = Dhh = (3.361 c

34、m2 s-1)(23.81 10-9 s) = 2.829 10-4 cm or 2.829 m The diffusion component of the current is Idiff = I = Isoexp(eV/kT) 1 Isoexp(eV/kT) for V kT/e ( 0.02585 V) where so = AJso = Aeni2(Dh/(LhNd) + De/(LeNa) Iso = 1102 cm2( )1.602 1019 C( )1.45 1010 cm3( )2 3.361 cm2 s1( )2.829 104 cm( )1018 cm3( )+6.463

35、 cm2 s1( )3.923104 cm( )1018 cm3( ) Iso = 9.554 10-15 A The forward current due to diffusion is Idiff = Isoexp(eV/kT) = (9.554 10-15 A)exp(0.6 V)/(0.02585 V) Idiff = 1.1510-4 A or 0.115 mA II. Recombination component The built-in potential is Vo = (kT/e)ln(NdNa/ni2) = (0.02585 V)ln(1018 cm-3 1018 cm

36、-3)/(1.451010 cm-3)2 Vo = 0.933 V The depletion region width is symmetrical about the junction as Na = Nd. W = 2 Na + Nd( ) Vo V( )eNaNd 1/ 2= 4 Vo V( )eNd 1/ 2 W = 4 11.9( ) 8.854 1012 F m1( ) 0.933 V 0.6 V( )1.602 1019 C( )1024 cm3( ) 1/ 2. W 2.96 10-8 m or 0.0296 m The recombination current pre-e

37、xponential term is Iro = AeWni2r= 1102 cm2( )1.602 1019 C( ) 0.0296 104 cm( )1.45 1010 cm3( )2 23.81109 s( ) Iro = 1.44 10-9 A The forward current due to recombination is Irecom = Iroexp(eV/2kT) = (1.4410-9 A)exp(0.6 V)/(2 0.02585 V) Irecom = 1.5810-4 A or 0.158 mA Solutions for Optoelectronics and

38、Photonics: Principles and Practices Chapter 1/2/3/7 3.5 AlGaAs LED emitter a We note that the emitted wavelength is related to the photon energy Eph by = c/ = hc/Eph. If we differentiate with respect to photon energy Eph we get ddEph= hcEph2 We can represent small changes or intervals (or ) by diffe

39、rentials, e.g. /Eph |d/dEph|, then hcEph2 Eph We are given the energy width of the output spectrum, Eph = (h) 3kBT. Then, using the latter and substituting for Eph in terms of we find, 2 3kBThc or 2 3kBThc Temperature Parameter 40 C 25 C 85 C Comment peak (nm) 804 820 837 (nm) (Measured) 30 40 48 (n

40、m) (Calculated); Eph = 2.5 kT 26.2 34.8 43.6 (nm) (Calculated); Eph = 3 kT 31.4 41.7 52.3 Very close BBB0100002000030000400005000060000700000 100 200 300 400/(2)Temperature (K)Best line forced through zero is/(2) = 1956T ; R2 = 0.9932374The theory predicts that /2 vs T should be a straight line beca

41、use, 2 Ephhc so that 2 =mkBThc where Eph = mkBT and m is a numerical constant that represents the ratio (h)/(kBT) and is determined from the slope of the /2 vs. T plot. Solutions for Optoelectronics and Photonics: Principles and Practices Chapter 1/2/3/7 The three points plotted in the figure seems

42、to follow this behavior. The best line forced through zero has a slope that indicates m = 2.8. b The bandgap decreases with temperature c There are two factors to consider. (i) Spectral intensity means intensity per unit wavelength, that is, dI/d. The integration of the spectral curve gives the tota

43、l intensity, the total number of photons emitted per unit area per unit time. As the spectrum broadens with temperature we would naturally expect the peak to decrease with temperature. (ii) Higher the temperature, the stronger are the lattice vibrations (there are more phonons). Indirect or radiatio

44、nless transitions, those that do not emit photons, require phonons (lattice vibrations) which encourage indirect transitions. Thus increasing the temperature increases indirect transitions at the expense of direct transitions and the light intensity decreases. If (ii) was totally absent then the are

45、as under the curves for all the three spectra would be identical. d Use the peak emission wavelength to find Eg as follows: At -40 C (233 K) , peak = 804 nm. At 25 C (298 K), peak = 820 nm. At 85 C (358 K), peak = 837 nm. We first note that we need the required bandgap Eg at the wavelength of intere

46、st. The photon energy at peak emission is hc/peak = Eg + kBT. Then, Eg = chepeak kBTe and at peak = 820109 m, taking T = 25 + 273K, Eg = (3108 )(6.626 1034)(1.6 1019)(820 109) 0.0257 eV = 1.4863 eV e The bandgap Eg of the ternary alloys AlxGa1-xAs follows the empirical expression, Eg(eV) = 1.424+1.266x+0.266x2. Eg(eV) = 1.4863 = 1.424 + 1.266x + 0.266x2. Solving for x we find, x = 0.05. f From the definition of efficiency , = Output optical powerInput electrical power= PoIV = 25 106 W(40 103 A)(1.5 V) = 0.000417 = 0

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