1、For data submissions or queries, please contact:For 24 hour global customer support call+1 212 318 2000 +44 20 7330 7500 +65 6212 1000 +81 3 3201 8900or press the HELP key twice on the BLOOMBERG PROFESSIONAL(R) service.From initial public offerings to block trades, Bloombergs equity & equity-linked
2、league tables are your one-stop shop for constant and timely access to the most comprehensive information available on equity capital markets representation.Just type LEAG for underwriter rankings or LALT for legal adviser rankings and then click on the red Select a Market button in the top left of
3、your screen to view a complete range of rankings available for fixed income, equity, equity-linked and syndicated loans. Alternatively, press the green key on your BLOOMBERG PROFESSIONAL(R) for further instructions.Global Equity & Equity Linked League TablesVISIT NI LEAG CRL TO DOWNLOAD COPIES OF TH
4、E FULL RELEASE AND A FULL RANGE OF MARKET SPECIFIC LEAGUE TABLE RESULTS.BloombergLEAG LREP LMX LALT LEAG LREP 12008Bloomberg Finance L.P. All rights reserved.Table of Contents. Introduction1Global Equity & Equity Linked. 2 Global Equity Offerings. 3 Global Equity Linked. 4 Global Equity Offerings (I
5、PO). 5 Americas Equity Offerings. 6 Americas Equity Offerings (IPO). 7 U.S. Equity & Equity Linked. 8 U.S. Equity Linked. 9 Canadian Equity, Equity Linked & Preferred. 10 EMEA Equity, Equity Linked & Rights Offerings. 11 EMEA Equity & Rights Offerings. 12 EMEA Equity Linked. 13 Asia ex-Japan Equity
6、& Equity Linked. 14 Asia ex-Japan Equity Offerings. 15 Asia ex-Japan Equity Linked. 16 Asia ex-Japan Equity Offerings (IPO). 17 Australia/New Zealand Equity Offerings. 18 Japanese Equity & Equity Linked. 19 Japanese Equity Offerings. 20 Japanese Equity Offerings (IPO). 21 Bloomberg 2008 01/01/2009Em
7、ailFaxPhoneContact+1-212-617-8264 +1-917-522-2644Anna KarwowskaA+44-20-7392-6161+44-20-7330-7333Christina StavrouEMEA+82-2-3704-1808+82-2-3702-1608Kate LeeAsia-PacBloombergGlobal Equity & Equity Linked1/1/08 - 12/31/08FIRMUSD (Mln)RANK MKT SHAREDEAL COUNTVOLUMEMKT SHARERANKMKT SHARE CHG (%)DISCL FEE
8、S (%)*20072008Underwriter League Tables9.3 2JP Morgan 62,417 2.55 165 1 13.0 3.7 8.0 5Goldman Sachs & Co 44,875 2.82 128 2 9.4 1.4 9.4 1Citi 42,314 2.72 140 3 8.8 (0.6)7.5 6Merrill Lynch & Co 38,095 2.97 122 4 7.9 0.4 8.1 4Morgan Stanley 36,987 3.10 128 5 7.7 (0.4)9.1 3UBS 31,423 2.96 153 6 6.6 (2.5
9、)1.4 12Bank of America 25,179 2.60 59 7 5.3 3.9 6.7 7Credit Suisse 24,207 2.65 114 8 5.1 (1.6)0.4 24Barclays Capital 23,069 3.09 51 9 4.8 4.4 6.6 8Deutsche Bank AG 22,139 2.97 107 10 4.6 (2.0)0.6 20Wachovia Corp 11,105 2.79 30 11 2.3 1.7 1.5 11Nomura Holdings Inc 6,652 4.22 36 12 1.4 (0.1)0.9 14HSBC
10、 6,524 2.64 21 13 1.4 0.5 0.4 25Banco Itau BBA SA 5,221 1.17 9 14 1.1 0.7 0.8 15Macquarie Group Ltd 5,199 3.05 47 15 1.1 0.3 0.4 30Dresdner Kleinwort 4,912 n/a 8 16 1.0 0.6 1.6 10RBS 4,231 1.99 44 17 0.9 (0.7)0.8 16RBC Capital Markets 4,145 3.94 25 18 0.9 0.1 0.5 23Samba Financial Group 3,975 n/a 4
11、19 0.8 0.3 0.2 46TD Securities 3,039 4.02 15 20 0.6 0.4 TOTAL 100% 100% 479,258 1,6482.80 779,530 Weighted Average Disclosed Fees - only issues that have fee information available are used in calculating this value*Includes all eligible equity & equity-linked offerings. Rights offerings are excluded
12、. Excludes Renminbi denominated offers. Volume in USD millions.Basic M aterials 9 . 75 %C onsu m er Prod / Svcs 14 . 18 %F inancial 51 . 21 %I ndustrial 8 . 47 %Oil / Gas / Elect 11 . 38 %T ech / C o m m 5 . 00 %T otal : 100 . 00 %INDUSTRY BREAKDOWN80 , 000100 , 000120 , 000140 , 000160 , 000180 , 0
13、00200 , 000220 , 000240 , 000260 , 000200400600800100012002005 Q12005 Q22005 Q32005 Q42006 Q12006 Q22006 Q32006 Q42007 Q12007 Q22007 Q32007 Q42008 Q12008 Q22008 Q32008 Q4QUARTERLY VOLUMEUSD (Mln) / #Deals22008Bloomberg Finance L.P. All rights reserved.LEAG LREP LEAG LALT LMX LREP BloombergGlobal Equ
14、ity Offerings1/1/08 - 12/31/08FIRMUSD (Mln)RANK MKT SHAREDEAL COUNTVOLUMEMKT SHARERANKMKT SHARE CHG (%)DISCL FEES (%)*20072008Underwriter League Tables7.9 5JP Morgan 49,317 2.64 122 1 13.1 5.2 7.3 6Merrill Lynch & Co 33,816 2.97 97 2 9.0 1.7 8.5 2Goldman Sachs & Co 32,470 2.87 93 3 8.6 0.1 8.1 4Citi
15、 31,418 2.85 108 4 8.3 0.2 8.2 3Morgan Stanley 28,621 3.17 99 5 7.6 (0.6)9.7 1UBS 27,709 2.98 128 6 7.3 (2.4)7.1 7Credit Suisse 19,806 2.64 94 7 5.2 (1.9)6.4 8Deutsche Bank AG 17,536 2.98 85 8 4.6 (1.8)- -Barclays Capital 13,698 3.26 36 9 3.6 - 0.9 15Bank of America 13,547 2.97 35 10 3.6 2.7 0.5 27W
16、achovia Corp 8,540 2.88 24 11 2.3 1.8 0.9 14HSBC 6,703 2.61 22 12 1.8 0.9 0.6 23Banco Itau BBA SA 5,221 1.17 9 13 1.4 0.8 0.8 16Macquarie Group Ltd 4,525 3.05 42 14 1.2 0.4 1.6 11Nomura Holdings Inc 4,333 4.22 31 15 1.1 (0.5)0.7 21Samba Financial Group 3,975 n/a 4 16 1.1 0.4 0.2 55Dresdner Kleinwort
17、 3,964 n/a 3 17 1.0 0.8 0.9 13RBC Capital Markets 3,761 4.02 20 18 1.0 0.1 1.6 10RBS 3,729 1.96 40 19 1.0 (0.6)0.4 28TD Securities 2,858 4.05 14 20 0.8 0.4 TOTAL 100% 100% 377,730 1,3252.87 622,845 Weighted Average Disclosed Fees - only issues that have fee information available are used in calculat
18、ing this value*Includes all eligible equity offerings. Excludes Rights offerings and China A shares. Volume in USD millions.Basic M aterials 11 . 25 %C onsu m er Prod / Svcs 14 . 38 %F inancial 47 . 53 %I ndustrial 9 . 48 %Oil / Gas / Elect 12 . 80 %T ech / C o m m 4 . 56 %T otal : 100 . 00 %INDUSTR
19、Y BREAKDOWN60 , 00080 , 000100 , 000120 , 000140 , 000160 , 000180 , 000200 , 000220 , 00010020030040050060070080090010002005 Q12005 Q22005 Q32005 Q42006 Q12006 Q22006 Q32006 Q42007 Q12007 Q22007 Q32007 Q42008 Q12008 Q22008 Q32008 Q4QUARTERLY VOLUMEUSD (Mln) / #Deals32008Bloomberg Finance L.P. All r
20、ights reserved.LEAG LREP LEAG LALT LMX LREP BloombergGlobal Equity Linked1/1/08 - 12/31/08FIRMUSD (Mln)RANK MKT SHAREDEAL COUNTVOLUMEMKT SHARERANKMKT SHARE CHG (%)DISCL FEES (%)*20072008Underwriter League Tables13.7 1JP Morgan 13,142 2.12 44 1 12.6 (1.1)7.1 5Goldman Sachs & Co 12,406 2.60 35 2 11.9
21、4.8 13.1 2Citi 12,078 2.54 34 3 11.6 (1.5)3.3 10Bank of America 11,632 2.11 24 4 11.1 7.8 1.8 11Barclays Capital 9,371 2.83 15 5 9.0 7.2 7.3 4Morgan Stanley 8,366 2.42 29 6 8.0 0.7 6.9 6Deutsche Bank AG 4,603 2.80 22 7 4.4 (2.5)5.3 9Credit Suisse 4,547 2.70 21 8 4.4 (0.9)8.6 3Merrill Lynch & Co 4,27
22、9 2.90 25 9 4.1 (4.5)5.7 8UBS 4,097 2.70 27 10 3.9 (1.8)0.8 18Wachovia Corp 2,566 2.49 6 11 2.5 1.7 0.8 19Nomura Holdings Inc 2,320 n/a 5 12 2.2 1.4 0.3 35Daiwa Securities SMBC Co Ltd 1,980 n/a 4 13 1.9 1.6 - -Kohlberg Kravis Roberts & Co 1,250 n/a 1 14 1.2 - 0.9 17Dresdner Kleinwort 949 n/a 5 15 0.
23、9 - 0.9 15Macquarie Group Ltd 674 n/a 5 16 0.6 (0.3)- -Banco Santander SA 603 n/a 2 17 0.6 - 1.1 12RBS 501 2.75 4 18 0.5 (0.6)0.4 24CIBC 438 3.84 6 19 0.4 - 0.1 53Societe Generale 438 n/a 1 20 0.4 0.3 TOTAL 100% 100% 104,515 3452.49 186,427 Weighted Average Disclosed Fees - only issues that have fee
24、 information available are used in calculating this value*Includes all eligible equity-linked offerings. Rights offerings are excluded. Excludes Renminbi denominated offers. Volume in USD millions.Basic M aterials 3 . 83 %C onsu m er Prod / Svcs 13 . 56 %F inancial 63 . 45 %Govern m ent 2 . 48 %I nd
25、ustrial 4 . 60 %Oil / Gas / Elect 5 . 73 %T ech / C o m m 6 . 35 %T otal : 100 . 00 %INDUSTRY BREAKDOWN010 , 00020 , 00030 , 00040 , 00050 , 00060 , 000040801201602002402802005 Q12005 Q22005 Q32005 Q42006 Q12006 Q22006 Q32006 Q42007 Q12007 Q22007 Q32007 Q42008 Q12008 Q22008 Q32008 Q4QUARTERLY VOLUME
26、USD (Mln) / #Deals42008Bloomberg Finance L.P. All rights reserved.LEAG LREP LEAG LALT LMX LREP BloombergGlobal Equity Offerings (IPO)1/1/08 - 12/31/08FIRMUSD (Mln)RANK MKT SHAREDEAL COUNTVOLUMEMKT SHARERANKMKT SHARE CHG (%)DISCL FEES (%)*20072008Underwriter League Tables7.5 4JP Morgan 8,943 2.57 14
27、1 10.2 2.7 7.2 6Citi 8,081 3.11 25 2 9.2 2.0 9.9 1UBS 7,365 2.88 23 3 8.4 (1.5)6.2 8Merrill Lynch & Co 5,812 3.49 21 4 6.6 0.4 1.4 11HSBC 5,624 2.73 11 5 6.4 5.0 7.3 5Goldman Sachs & Co 5,027 3.15 12 6 5.8 (1.5)8.6 2Morgan Stanley 4,527 2.94 21 7 5.2 (3.4)6.6 7Deutsche Bank AG 4,447 2.68 15 8 5.1 (1
28、.5)7.6 3Credit Suisse 4,108 3.80 20 9 4.7 (2.9)0.8 20Bank of America 3,461 3.14 7 10 4.0 3.2 1.4 10Samba Financial Group 3,242 n/a 3 11 3.7 2.3 0.2 55Wachovia Corp 2,620 3.03 3 12 3.0 2.8 - -Banque Saudi Fransi 1,912 n/a 2 13 2.2 - 0.5 29Macquarie Group Ltd 1,481 2.42 4 14 1.7 1.2 1.0 17Banco Itau B
29、BA SA 1,368 2.75 1 15 1.6 0.6 - 143Danatama Makmur PT 1,367 2.12 2 16 1.6 1.6 0.3 39CITIC Securities Corp 865 2.50 1 17 1.0 0.7 - -Turkiye Garanti Bank 781 n/a 1 18 0.9 - 0.8 19BNP Paribas Group 707 2.50 5 19 0.8 - 0.2 54ICICI 585 0.69 4 20 0.7 0.5 TOTAL 100% 100% 87,422 4882.93 289,003 Weighted Ave
30、rage Disclosed Fees - only issues that have fee information available are used in calculating this value*Includes all eligible equity initial public offerings. Excludes China A shares. Volume in USD millions.Basic M aterials 11 . 93 %C onsu m er Prod / Svcs 32 . 58 %F inancial 16 . 75 %I ndustrial 1
31、0 . 41 %Oil / Gas / Elect 20 . 35 %T ech / C o m m 7 . 98 %T otal : 100 . 00 %INDUSTRY BREAKDOWN020 , 00040 , 00060 , 00080 , 000100 , 000120 , 000501001502002503003504004505002005 Q12005 Q22005 Q32005 Q42006 Q12006 Q22006 Q32006 Q42007 Q12007 Q22007 Q32007 Q42008 Q12008 Q22008 Q32008 Q4QUARTERLY VO
32、LUMEUSD (Mln) / #Deals52008Bloomberg Finance L.P. All rights reserved.LEAG LREP LEAG LALT LMX LREP BloombergAmericas Equity Offerings1/1/08 - 12/31/08FIRMUSD (Mln)RANK MKT SHAREDEAL COUNTVOLUMEMKT SHARERANKMKT SHARE CHG (%)DISCL FEES (%)*20072008Underwriter League Tables7.3 7JP Morgan 33,001 2.63 59
33、 1 14.6 7.3 9.9 3Merrill Lynch & Co 24,750 2.97 52 2 10.9 1.0 7.7 6Goldman Sachs & Co 23,758 2.89 37 3 10.5 2.8 8.3 5Citi 22,307 2.78 61 4 9.8 1.5 10.0 1UBS 15,443 3.10 60 5 6.8 (3.2)- -Barclays Capital 13,698 3.26 36 6 6.0 - 2.5 11Bank of America 13,484 2.96 34 7 6.0 3.5 9.9 2Credit Suisse 13,059 2
34、.51 47 8 5.8 (4.1)8.4 4Morgan Stanley 12,257 3.33 53 9 5.4 (3.0)1.3 17Wachovia Corp 8,540 2.88 24 10 3.8 2.5 1.8 12Banco Itau BBA SA 5,221 1.17 9 11 2.3 0.5 3.8 9Deutsche Bank AG 4,719 3.10 28 12 2.1 (1.7)2.6 10RBC Capital Markets 3,761 4.02 20 13 1.7 (0.9)0.1 48HSBC 2,957 2.64 4 14 1.3 1.2 1.3 16TD
35、 Securities 2,858 4.05 14 15 1.3 - 0.7 21Unibanco SA 2,654 0.24 3 16 1.2 0.5 0.3 32Banco do Brasil SA 2,565 n/a 3 17 1.1 0.8 1.8 14BMO Capital Markets 2,552 4.01 14 18 1.1 (0.7)- -Bradesco Securities Inc 2,445 n/a 2 19 1.1 - 1.7 15CIBC 1,879 4.10 8 20 0.8 (0.9)TOTAL 100% 100% 226,622 4122.88 210,326
36、 Weighted Average Disclosed Fees - only issues that have fee information available are used in calculating this value*Includes all eligible equity offerings from U.S., Canada and Latin America issuers. Volume in USD millions.Basic M aterials 13 . 42 %C onsu m er Prod / Svcs 12 . 78 %F inancial 52 .
37、00 %I ndustrial 8 . 17 %Oil / Gas / Elect 12 . 09 %T ech / C o m m 1 . 54 %T otal : 100 . 00 %INDUSTRY BREAKDOWN25 , 00030 , 00035 , 00040 , 00045 , 00050 , 00055 , 00060 , 00065 , 00070 , 00040801201602002402803203602005 Q12005 Q22005 Q32005 Q42006 Q12006 Q22006 Q32006 Q42007 Q12007 Q22007 Q32007 Q
38、42008 Q12008 Q22008 Q32008 Q4QUARTERLY VOLUMEUSD (Mln) / #Deals62008Bloomberg Finance L.P. All rights reserved.LEAG LREP LEAG LALT LMX LREP BloombergAmericas Equity Offerings (IPO)1/1/08 - 12/31/08FIRMUSD (Mln)RANK MKT SHAREDEAL COUNTVOLUMEMKT SHARERANKMKT SHARE CHG (%)DISCL FEES (%)*20072008Underwr
39、iter League Tables10.3 3Citi 4,842 3.11 12 1 13.1 2.8 11.9 2UBS 4,656 3.27 9 2 12.6 0.7 8.0 5JP Morgan 4,567 2.78 6 3 12.3 4.3 8.1 4Merrill Lynch & Co 4,533 3.57 12 4 12.2 4.1 6.8 7Goldman Sachs & Co 3,481 3.40 6 5 9.4 2.6 2.4 11Bank of America 3,398 3.06 6 6 9.2 6.8 0.6 20Wachovia Corp 2,620 3.03 3
40、 7 7.1 6.5 0.1 56HSBC 2,468 2.81 2 8 6.7 6.6 13.9 1Credit Suisse 2,188 4.06 10 9 5.9 (8.0)3.2 10Banco Itau BBA SA 1,368 2.75 1 10 3.7 0.5 7.9 6Morgan Stanley 686 5.49 6 11 1.9 (6.0)4.2 9Deutsche Bank AG 520 3.09 2 12 1.4 (2.8)0.8 16Lazard LLC 250 2.50 2 13 0.7 (0.1)- -Barclays Capital 249 6.39 2 14
41、0.7 - 0.2 38Raymond James & Associates Inc 216 6.15 3 15 0.6 0.4 0.3 30Banco Bilbao Vizcaya Argentaria 174 n/a 1 16 0.5 0.2 0.1 55Keefe Bruyette & Woods 138 7.00 1 17 0.4 0.3 0.7 18Maxim Group LLC 115 5.00 1 18 0.3 (0.4)- 70Cormark Securities Inc 100 5.00 1 19 0.3 0.3 - 80TD Securities 100 5.00 1 19
42、 0.3 0.3 TOTAL 100% 100% 37,032 593.32 92,795 Weighted Average Disclosed Fees - only issues that have fee information available are used in calculating this value*Includes all eligible equity initial public offerings from U.S., Canada and Latin America issuers. Volume in USD millions.Basic M aterial
43、s 8 . 29 %C onsu m er Prod / Svcs 56 . 73 %F inancial 12 . 57 %I ndustrial 1 . 88 %Oil / Gas / Elect 19 . 34 %T ech / C o m m 1 . 18 %T otal : 100 . 00 %INDUSTRY BREAKDOWN05 , 00010 , 00015 , 00020 , 00025 , 00030 , 00035 , 0000204060801001201402005 Q12005 Q22005 Q32005 Q42006 Q12006 Q22006 Q32006 Q
44、42007 Q12007 Q22007 Q32007 Q42008 Q12008 Q22008 Q32008 Q4QUARTERLY VOLUMEUSD (Mln) / #Deals72008Bloomberg Finance L.P. All rights reserved.LEAG LREP LEAG LALT LMX LREP BloombergU.S. Equity & Equity Linked1/1/08 - 12/31/08FIRMUSD (Mln)RANK MKT SHAREDEAL COUNTVOLUMEMKT SHARERANKMKT SHARE CHG (%)DISCL
45、FEES (%)*20072008Underwriter League Tables10.0 4JP Morgan 37,264 2.58 77 1 15.3 5.3 9.8 5Goldman Sachs & Co 31,129 2.83 57 2 12.8 3.0 13.6 1Citi 30,802 2.71 77 3 12.7 (0.9)10.6 2Merrill Lynch & Co 26,931 2.94 64 4 11.1 0.5 4.9 10Bank of America 25,116 2.59 58 5 10.3 5.4 0.1 34Barclays Capital 22,202
46、 3.10 47 6 9.1 9.0 5.9 9UBS 15,685 3.06 68 7 6.5 0.6 10.6 3Morgan Stanley 14,327 3.22 66 8 5.9 (4.7)1.8 12Wachovia Corp 11,105 2.79 30 9 4.6 2.8 6.6 8Credit Suisse 9,985 3.19 46 10 4.1 (2.5)6.7 7Deutsche Bank AG 6,763 3.05 36 11 2.8 (3.9)0.1 32HSBC 2,456 2.80 1 12 1.0 0.9 - 59Kohlberg Kravis Roberts
47、 & Co 1,250 n/a 1 13 0.5 0.5 0.1 27Raymond James & Associates Inc 959 3.57 12 14 0.4 0.3 1.0 13Jefferies & Co 794 4.53 9 15 0.3 (0.7)0.1 28Keefe Bruyette & Woods 718 5.26 8 16 0.3 0.2 0.3 19Lazard LLC 641 2.50 5 17 0.3 - 0.6 15RBC Capital Markets 539 3.71 8 18 0.2 (0.4)0.1 43Keybanc Capital Markets
48、458 4.86 6 19 0.2 0.1 - 53RBS 329 3.75 1 20 0.1 0.1 TOTAL 100% 100% 243,118 3862.88 235,136 Weighted Average Disclosed Fees - only issues that have fee information available are used in calculating this value*Includes all eligible equity & equity-linked offerings from U.S. issuers. Volume in USD mil
49、lions.Basic M aterials 3 . 16 %C onsu m er Prod / Svcs 14 . 49 %F inancial 60 . 70 %Govern m ent 1 . 06 %I ndustrial 7 . 95 %Oil / Gas / Elect 9 . 60 %T ech / C o m m 3 . 04 %T otal : 100 . 00 %INDUSTRY BREAKDOWN30 , 00040 , 00050 , 00060 , 00070 , 00080 , 00090 , 000100 , 000040801201602002402802005 Q12005 Q22005 Q32005 Q42006 Q12006 Q22006 Q32006 Q42007 Q12007 Q22007 Q32007 Q42008 Q12008 Q22008 Q32008 Q4QUARTERLY VOLUMEUSD (Mln) / #Deals82008Bloomberg Finance L.P. All rights reserved.LEAG LREP
