1、ISO14001:2004,Difference OF ISO 14001:1996and FDIS14001:2004新旧版标准之差异,shape the future,BSi Management systems,ISO14001:1996 AND FDIS14001:2004,ISO 14001/ISO14004 Revision Principle改版目的与原则 Enhance the compatibility of the ISO9001:2000 andISO14001:1996; 增强与 ISO9001:2000 标准的相容性 Focused on clarification
2、of the first edition;澄清老版本的部分概念 No added requirements over ISO14001:1996不特别增加ISO14001：1996标准的要求,shape the future,BSi management systems,ISO14001:1996 and FDIS14001:2004,ISO /CD14001 Oct.2002 issued; 2002年10月 ISO/CD14001发布 ISO/DIS14001 Aug.2003 issued; 2003年8月ISO/DIS14001发布 ISO/FDIS14001 Aug.2004 iss
3、ued; 2004年8月ISO/FDIS14001发布 ISO14001:2004/ISO14004:2004正式发布,ISO 14001/ISO14004,Revision progress 改版的进程,ISO14001:1996 and FDIS14001:2004,Action,Continual improvement,4.6 Management review,4.2 Environmental policy,4.3 Planning 4.3.1 Environmental aspects 4.3.2 Legal and other requirements 4.3.3 Object
4、ive targets and programmes,Check4.5 Checking 4.5.1 Monitoring and measurement 4.5.2 Evaluation of compliance 4.5.3 Nonconformity , corrective and preventive action 4.5.4 Control of record 4.5.5 Internal audit,4.4 Implementation and operation 4.4.1 Resources , roles, responsibility and authority 4.4.
5、2 Competence , t raining and awareness 4.4.3 Communication 4.4.4 Documentation 4.4.5 Control of documents 4.4.6 Operation control 4.4.7 Emergency preparedness and response,Plan,Do,FDIS 14001:2004,some clause explanation新版部分条文解释1 Scope 范围 The organization is now required to define thescope of its EMS
6、. This scope directly links the management system with the organizationsactivities, products and services.组织应定义其EMS系统的范围,FDIS 14001:2004, some clause explanation新版部分条文解释3.Terms and definitions 术语与定义 The quantity of terms is added from 13 to 20, more suitablefor integrated with ISO9001:2000 术语从13个增加为
7、20个 These new terms: 具体如：3.1 auditor; 审核 3.3 corrective action; 纠正措施3.4 document; 文件 3.15 nonconformity; 不符合3.17 preventive action; 预防措施3.19 procedure; 程序 3.20 record. 记录,FDIS14001: 2004,some clause explanation新版部分条文解释4. Environmental management system requirements 环境管理体系要求 Total clause: 18 to 19; t
8、he former clause 4.3.4 is replaced, and new clause 4.5.2.1,4.5.2.2; 条款有18个增加为19个; 原4.3.4条款被合并，而新条款为4.5.2.1，4.5.2.2,FDIS 14001:2004, some clause explanation 新版部分条文解释4.1 General requirements 总要求 Added: “Shall define and document the scope of itsEnvironmental management system.” 增加应定义并文化体系范围4.2 Environ
9、mental policy 环境方针 Added: Top Mgt. shall ensure that Environmentalpolicy is communicated to all persons working for or on behalf of the organization; 高层管理应确保环境方针被沟通到相关人员 Environmental policy: shall, within the defined Scope of its environmental management system.环境方针应与体系范围相适应,FDIS 14001:2004, some c
10、lause explanation 新版条文解释4.3.1 Environmental aspects 环境因素 “activities , products or services” changed to“activities, products and services”; “或”改“和” “these significant environmental aspects (SEA) are considered in setting its environmental objective”:changed to “The organization shall ensure that the
11、 significant environmental aspects (SEA) are taken into account in establishing, implementing and maintaining its environmental managementsystems”. 在EMS 的建立、实施、运行过程中应考虑SEA。,FDIS 14001:2004, some clause explanation新版部分条文解释4.3.2 Legal and requirements 法律法规与其它要求 Added: “to determine how these requireme
12、ntsapply to its environmental aspects”; 增加：应确定其对环境因素的适用性 Added: “shall” ensure that these requirements are taken into account in establishing, implementing and maintaining its EMS. 增加“应”确保这些要求在体系中得到考虑。,FDIS 14001:2004, some clause explanation新版部分条文解释4.3.3 Objective, targets and programmes 目标指标与方案 Ch
13、anges: the former 4.3.3/4，integrated to newClause 4.3.3;原4.3.3/4条款，整合为4.3.3 Added: “The objective and targets shall be measurable”; “目标与指标应可测量” Changed the term “establish, and maintain” to“establish, implement and maintain”,for objective,targets and programmes.增加 “实施”（方案）,FDIS 14001:2004, some clau
14、se explanation 新版部分条文解释4.4.1 Resources, roles, responsibility and authority 资源，角色，责任和权限 Added: “shall ensure the availability of resourcesessential to establish, implement, maintain and improve the environmental management system”强调应确保“资源” Added: EMR reporting to Top Mgt. “includingrecommendation fo
15、r improvement.”管代应向高层建议持续改进内容”,FDIS 14001:2004,some clause explanation新版部分条文解释4.4.2 Competence, training and awareness能力培训意识 Changed the sequence of terms, emphasized“competence” 强调能力The terms “persons working for or on its behalf”,instead of “employees or members”以“相关人员”代替“公司的职员”Added: training “sh
16、all retain associated records”培训应保持记录。,FDIS 14001:2004,some clause explanation新版部分条文解释4.4.3 Communication 沟通Added: “shall decide whether to communicateexternally about its significant environmental aspects and shall document its decision”应确定是否对外沟通重要环境因素，并记录结论4.4.4 Documentation 文件化Description of the
17、 “main elements of”EMS; (instead of only “core elements”); “主要条款”More Coherence with ISO9001:2000,clause4.2.1,4.2.2 与ISO9001:2000条款4.2.1，4.2.2更相容,FDIS 14001:2004, some clause explanation新版部分条文解释4.4.5 Control of documents 文件控制From “periodically review” to “review”; 改“定期评审”为 “评审”added “documents of ex
18、ternal origin determined by the organization” “ identified and their distribution controlled”. 增加“外部文件应加以控制”,FDIS 14001:2004, some clause explanation新版部分条文解释4.4.6 Operational control 运行控制 Generally no changes; 基本无变化 Added: “implementing” (added one term) “procedures and requirements to suppliers,inc
19、luding contractors”4.4.7 Emergency preparedness and response 应急准备与响应 Generally no changes 基本无变化 Added: “shall periodically review” 增加 “定期评审”,FDIS 14001:2004, some clause explanation新版部分条文解释4.5.1 Monitoring and measurement 监测与测量 Changed: the former “documented procedures” to the new “procedures” The
20、requirement “evaluating compliance” is separated as one new clause. 法规符合性评估被独立,FDIS 14001:2004, some clause explanation 新版部分条文解释4.5.2 Evaluation of compliance 符合性评估 New clause, including two sub-clause 新条款 4.5.2.1 emphasized “periodically evaluatingcompliance with applicable legal requirements”; kee
21、p records; 强调定期评估法规需求 4.5.2.2 Pay attention to “evaluate compliance withother requirements”; keep records; 定期评估其它需求,FDIS 14001:2004, some clause explanation新版部分条文解释4.5.3 Nonconformity, corrective action and preventiveaction 不符合，纠正与预防措施 Added: “reviewing the effectiveness of corrective action(s) and
22、preventive action(s）taken, 增加“效果评估 Added: “taking actions in order to avoid their recurrence” and “actions designed to avoid their ocurrence”,FDIS 14001:2004, some clause explanation版部分条文解释4.5.4 control of records 记录控制 Generally no changes 基本无变化4.5.5 internal audit 内审 Added: “selection of auditor and conduct of auditsshall ensure objectivity and the impartiality of the audit process” 增加应保持客观和独立性,FDIS 14001:2004, some clause explanation新版部分条文解释4.6 Management review 管理评审 Emphasized “input” and “output” 强调输入（8点）输出（2点）,
