1、供应商评定与审核程序 Supplier Assessment The Existing suppliers should also be audited periodically to ensure product and service quality are maintained or continuously improved in a long term.2.范围/Scope该流程适用于所有向迅达中国提供电扶梯产品部件和外协加工服务的供应商，但不包括销售、安装和维保服务代理商提供的服务。已列在LQP上的供应商已由集团评定合格，自动具有提供所列材料的资格。在适当情况下，该流程也可用于迅达
2、工厂的质量审核。This procedure applies to products and services provided by Non-Schindler 3rd party suppliers (excluding sales, installation or maintenance agents) for Schindler China and the products /services should be used on elevator or its products or related services. LQP suppliers are automatically q
3、ualified for supplying the listed products, because qualification is done by Group. Audit procedures can be used also for Schindler KW where appropriate.3.定义与缩写/Term And Abbreviation4.文件描述/Description4.1 供应商审核类型 Supplier audit type第一类：供应商评定审核 用于评定供应商是否有资格成为迅达的供应商。通过六个部分来综合衡量期望提供新部件/材料的现有或潜在供应商的整体公司体
4、系是否在产品开发设计生产上具有足够的可靠性。Type I: Supplier Assessment (SA) Verify whether a supplier fits Schindlers requirements. It evaluates 6 chapters in a complete picture approach to assess the total business system of the supplier / potential supplier for full business process reliability in product creation, ma
5、nufacturing and design.第二类：供应商质量审核 用于审核供应商的产品和流程系统是否符合迅达质量要求,系统性识别供应商产品和流程系统方面的改进可能，采取纠正和预防性措施并跟进实施。可以作为新产品线/子系统作为批量生产后周期性复审的要求;作为已有供应商新增/更改所供产品。Type II: Supplier Quality Audit (SQA)Check the suppliers product for periodically re-auditing after series production; in case of adding or change of suppl
6、ied product for existing suppliers.第三类：专项审核 针对特定问题进行审核，判断纠正和预防措施是否达到了预定效果。Type III: Special Audit Audit on specific problem for corrective or preventive action results against pre-defined requirement.5.流程图/Flow Chart第一类：供应商评定审核Type I: Supplier Assessment过 程 Step 文 件 Document 活 动 Activity 责 任 人 Resp.
7、 上 接 供 应 商 评 估 与 选 择 程 序 From Suplier Eval. 2) Joint audit team finish and sign audit report, and submit to Supplier Quality Manager/KW Quality Manager for release;3) If any weak point exists in Supplier Assessment (Type I), joint audit team send SCF 0441 Supplier Corrective and Preventive Action Re
8、quest to Purchasing Category Leader to inform suppliers for actions;步骤6 发布审核报告供应商质量经理/或工厂质量经理将审核报告、SCF 0441 供应商整改通知单(若有)，发布给相关部门；Step6 Release audit reportSupplier Quality Manager/KW Quality Manager publish audit reports, SCF0441 Supplier Corrective and Preventive Action Request if any, to relevant
9、departments;步骤7 关闭要求整改项供应商评定审核（第一类）采购项目组长将按ON 0-74301/SCWI 5561继续进行该供应商的评定；采购项目组长负责督促供应商整改，由审核小组人员验证整改结果，最后由供应商质量经理/或工厂质量经理判断是否可以关闭整改行动或需要重新整改。Step7 Close corrective actionsFor Supplier Assessment (Type I), Purchasing Category Leader goes on supplier qualification according to ON 0-74301/SCWI 5561 S
10、upplier Selection Procedure. Purchasing category leader shall drive corrective actions on supplier side, joint audit team shall verify results of corrective actions and Supplier Quality Manager/KW Quality Manager shall decide if corrective actions can be closed or further actions are needed.供应商评定审核(
11、第一类)结束End of Supplier Assessment (Type I)第二类 供应商质量审核 专项审核(第三类)可使用SCF 0441供应商整改通知单。Step4 Implement audit1) Joint audit team implement audit according to specific forms and record audit results.For Supplier Quality Audit (Type II) use SCF 0445 Supplier Quality Audit Form and SCF 0444 LOF form for Supp
12、lier Quality Audit;For Special Audit (Type III), SCF 0441 Supplier Corrective and Preventive Action Request can be used. 步骤5 根据审核结果决定审核结论和推荐结果1）供应商质量经理/或工厂质量经理评估联合审核小组的审核结果，决定审核结论；供应商质量审核（第二类）根据SCF 0445 供应商质量审核表给出打分并开出相应的SCF 0444 审核发现表；专项审核（第三类）确认纠正预防措施是否关闭，否则更新已开出的SCF 0441供应商整改通知单。2）联合审核小组完成审核报告由小组
13、成员会签后，提交供应商质量经理/或工厂质量经理发布。3）如在供应商质量审核(第二类)或专项审核(第三类)中发现弱项，联合审核小组开出SCF 0444审核发现表或新的整改通知单通知供应商，由供应商质量经理/或工厂质量经理通知供应商整改。Step5 Conclude audit findings and recommendation based on audit performed1) Supplier Quality Manager/KW Quality Manager reviews audit findings of joint audit team, and finalize audit
14、conclusion.For Supplier Quality Audit (Type II), provide score based on SCF 0445 Supplier Quality Audit form and give filled LOF form SCF 0444; For Special Audit (Type III), decide if corrective or preventive actions can be closed. If not, update last SCF 0441 Supplier Corrective and Preventive Acti
15、on Request.2) Joint audit team finish and sign audit report, then submit to Supplier Quality Manager/KW Quality Manager for release.3) If any weak point exists in Supplier Quality Audit (Type II) and Special Audit (Type III), joint audit team fills SCF 0444 LOF form or updated SCF 0441 Supplier Corr
16、ective and Preventive Action Requests. Supplier Quality Manager/KW Quality Manager will inform suppliers for actions.步骤6 发布审核报告供应商质量经理/或工厂质量经理将审核报告、SCF 0441 供应商整改通知单(若有)，发布给相关部门.Step6 Release audit reportSupplier Quality Manager/KW Quality Manager publish audit reports, SCF0441 Supplier Corrective a
17、nd Preventive Action Request if any, to relevant departments.步骤7 关闭要求整改项对于供应商质量审核(第二类)和专项审核(第三类)，由供应商质量经理/或工厂质量经理负责督促供应商整改，由审核小组人员验证整改结果，最后由供应商质量经理/或工厂质量经理判断是否可以关闭整改行动或需要重新整改。Step7 Close corrective actionsFor Supplier Quality Audit (Type II) and Special Audit (Type III), Supplier Quality Manager/KW
18、Quality Manager shall drive corrective actions on supplier side, joint audit team shall verify results of corrective actions and Supplier Quality Manager/KW Quality Manager will decide if corrective actions can be closed or further actions are needed.供应商质量审核(第二类)/专项审核(第三类)结束End of Supplier Quality A
19、udit (Type II) and Special Audit (Type III)相关文件/Related DocumentsNotes Link ON 0-74302 : 供应商业绩评估程序 Supplier Performance Monitoring ProcedureNotes Link ON 0-74301 : 供应商评估与选择流程 Supplier Evaluation & Selection ProcedureNotes Link SCWI 5561 : EI物料供应商选择与业绩评估EI Material Supplier Selection &Evaluation相关表格/
20、Related FormsNotes Link SCF 4301 : 供应商评估表 Supplier Evaluation FormNotes Link SCF 0445 : 供应商质量审核表 SQA FormNotes Link SCF 0441 : 供应商整改通知单 Supplier Corrective & Preventive Action RequestThis is an on-line document. 1) If it be printed out, then the print-out is for temporary use only. 2) If in doubt, please refer to the on-line document这是一份网上文件 1)打印件仅用于临时使用2)如有疑问, 请以网上文件为准
