1、203870(Project 831)(CITIC Sec)30/01/2022 M502022 2 9 H 32 342C H H H H H H H H H H H H H H H H 1933 H 6030 H 10 H 1.5 H H 17.67 341,749,155 H H H 2022 1 26 H 2022 2 11 2022 2 18 H H 2022 2 23 H H 39 74 H H H H H H H 62 64 H H 2022 2 24 H H H H H i203870(Project 831)(CITIC Sec)30/01/2022 M71H H H H H
2、 H H 2022 1 26 H 2022 2 11 2022 2 18 H 2022 2 11 2022 2 18 H H H H H H H H H H H H H H H H H H H H H H ii203870(Project 831)(CITIC Sec)30/01/2022 M71 H H H H H H H H H H H H H H H H H H H 2001 ASIC ASIC ASIC 2015/356 ASIC 6D.2 6D.3 ASIC 1.708(8)iii203870(Project 831)(CITIC Sec)30/01/2022 M712.708(11
3、)9 ASIC 2010(Securities and Investment Business Act,2010)H H H H H H H 2020 Hiv203870(Project 831)(CITIC Sec)30/01/2022 M71 H H H H H H H(i)H(ii)H H H H H H H H(3)H H H H Hv203870(Project 831)(CITIC Sec)30/01/2022 M71 2017/1129 1(4)H H H 3(1)H H H H H H H H H H H(i)2(e)H(ii)150(iii)1(4)H H 3(a)HH H
4、H H H(b)2017/1129 4 H H H H 1(4)vi203870(Project 831)(CITIC Sec)30/01/2022 M71 H H H H H H 1(4)11971/1999 CONSOB 34-ter H H H 3(1)H H H H H H H H H H H(i)H(ii)150(iii)1(4)34-ter H H 3(a)H H H H H H(b)2017/1129 4 H Hvii203870(Project 831)(CITIC Sec)30/01/2022 M71 H H H H H H 289 H H H H(a)273(1)(cd)H
5、(b)H H FinSA H H H FinSA H H H H H H 2000 85 85(1)H 86(1)H H viii203870(Project 831)(CITIC Sec)30/01/2022 M71(a)86(7)2017/1129 2(e)2018(b)1(4)150 21(1)2000 2005 43(i)43(ii)(i)(ii)H H H H 144A S H H H H H H H H(i)S(ii)144A ix203870(Project 831)(CITIC Sec)30/01/2022 M71 144A 40 H H H Hi.H H Hii.H Hiii
6、.(a)(b)144A(c)H H iv.H H H H H H H H(A)(i)S 903 904(ii)(iii)(B)v.144A H H 144(a)(3)H H 144 vi.H H H H H H H H 144(a)(3)x203870(Project 831)(CITIC Sec)30/01/2022 M71vii.H H 1933(1)S 903 904(2)(3)144 144A(a)(3)Hviii.H H ix.x.H H H H xi203870(Project 831)(CITIC Sec)30/01/2022 M71 A H H H(852)2862 8555
7、xii203870(Project 831)(CITIC Sec)30/01/2022 M71.1.8.10.11.27.39.I-1.II-1.III-11203870(Project 831)(CITIC Sec)30/01/2022 M71 A A A A A A A 1.00 600030 A 2022 1 18 A A 10 A 1.5 A 1,597,267,249 A A A 2022 1 13()(www.hkexnews.hk)(http:/)A A 2021 6 29 2020 2022 1 14 H A H H H H H 2203870(Project 831)(CIT
8、IC Sec)30/01/2022 M71 2014 2014 00267 3203870(Project 831)(CITIC Sec)30/01/2022 M71 CLSA B.V.2013 7 31 622 32 H A 6030 600030 COVID-19(COVID-19)201621 H H H H H H H H H H4203870(Project 831)(CITIC Sec)30/01/2022 M71 H H H H H 1.00 6030 H 2022 2 8 H H H H 10 H 1.5 H341,749,155 H H H H H H H H H 52038
9、70(Project 831)(CITIC Sec)30/01/2022 M71 H H H H H 2022 2 23 H H 2022 1 28 2022 2 24 H H H 2022 1 13 H A A A H H H H H6203870(Project 831)(CITIC Sec)30/01/2022 M71 A H REITs A H A H 571 A H H 17.67 A 14.43 H 2022 1 14 7203870(Project 831)(CITIC Sec)30/01/2022 M71 H H H H 1933%2021 A 2021 6 29 2021 A
10、 2021 H 2021 6 29 2021 H 1 0.81662 8203870(Project 831)(CITIC Sec)30/01/2022 M71H H.2022 1 25 H.2022 1 26 H H.2022 1 27 H.2022 1 28 2022 2 8 H.2022 2 8 H.2022 2 9.2022 2 9 H.2022 2 11 H.2022 2 15 H.2022 2 18 H 2022 2 23 H.H.2022 2 24 H.2022 3 2 H.2022 3 3 H.2022 3 3 H.2022 3 4 H 9203870(Project 831)
11、(CITIC Sec)30/01/2022 M71 H H H H 8(i)H H(ii)H H H H 10203870(Project 831)(CITIC Sec)30/01/2022 M50 HH H H 10 H 1.5 H H 2,278,327,700 H H 341,749,155 HH H 17.67 AA A A 10 A 1.5 A A 10,648,448,329 A A 1,552,021,645 AA A 14.43 11203870(Project 831)(CITIC Sec)30/01/2022 M71 H H 1.2.2018 4 12203870(Proj
12、ect 831)(CITIC Sec)30/01/2022 M71 2020 3 2020 4 1 3.1.13203870(Project 831)(CITIC Sec)30/01/2022 M71 2.2012 3.4.14203870(Project 831)(CITIC Sec)30/01/2022 M71 5.6.15203870(Project 831)(CITIC Sec)30/01/2022 M71 7.16203870(Project 831)(CITIC Sec)30/01/2022 M71(KRI)1.17203870(Project 831)(CITIC Sec)30/
13、01/2022 M71 2.3.18203870(Project 831)(CITIC Sec)30/01/2022 M71 4.1.2018 2019 2020 2021 16 576.54 219.76 1,018.25 22.30 2.2018 12 31 2019 12 31 2020 12 31 2021 6 30 1,918.94 1,835.52 2,469.41 2,877.55 29.38%23.18%23.45%24.61%19203870(Project 831)(CITIC Sec)30/01/2022 M711.40 2.1970 3.H 20203870(Proje
14、ct 831)(CITIC Sec)30/01/2022 M71 H H 4.H 2006 7 14 2019 1 18 5.H H H 2011 6 28 21203870(Project 831)(CITIC Sec)30/01/2022 M71 1993045 2011348 H 5.0%20.0%10.0%H 20.0%H H 20.0%1998 3 30 H 10.0%2008 11 6 H 2008897 H 10.0%H H H6.22203870(Project 831)(CITIC Sec)30/01/2022 M71 1.H H H H H 2.H H H 17.67 20
15、22 1 13 H 20.80 H H H H H H H3.A H 2003 A 2011 H A H H A23203870(Project 831)(CITIC Sec)30/01/2022 M71 H A H A H A A H A H A H H A A4.H H H 2022 2 11 2022 2 18 H H H H5.H H H 6.H A H HH H H H A 24203870(Project 831)(CITIC Sec)30/01/2022 M71 A H H A H 7.8.9.H H H H25203870(Project 831)(CITIC Sec)30/0
16、1/2022 M7110.280 11.2020 H H H H H H H H H 26203870(Project 831)(CITIC Sec)30/01/2022 M71 H H H H H H H H H H H H H 27203870(Project 831)(CITIC Sec)30/01/2022 M71 1995 10 25 1999 12 29 2003 2011 A H A+H 2003 2011 A H A+H IPO 28203870(Project 831)(CITIC Sec)30/01/2022 M71 2021 6 30 1,000 7.5 29203870
17、(Project 831)(CITIC Sec)30/01/2022 M71 1.(1)2021 A IPO 245 IPO 105.88%2,109.50 51.46%IPO 89.82%IPO 2020 3,372.63 165.54%1,652.25 74.17%2021 A 7,567.66 80.70%A 7,874.69 21.40%A 72.46%2021 IPO 300.12 136.86%619.93 176.98%70.39%2021 A 92 1,422.99 8.01%18.07%IPO IPO 27 377.14 17.88%65 1,045.85 18.14%41
18、845.44 30203870(Project 831)(CITIC Sec)30/01/2022 M71 25.07%2021 16 2020 16.37,714 27 9,981 6.104,585 65 121,768 46.142,299 92 131,749 52 2021 32 60.05 IPO 14 16.32 11 34.61 7 9.12(2)2021 2021 29.51 13.92%6.74 1.78 9.37 1.55%31203870(Project 831)(CITIC Sec)30/01/2022 M71 2021 Bloomberg 2021 228 955.
19、82 2021 6,638.03 17.89%13.18%5.35%1,287 2021 2020.20,110 26 21,354 27.141,652 288 131,147 231.167,987 109 108,314 63.22,541 38 34,855 49.7,150 19 7,898 18.6,390 19 15,150 27.135,922 399 109,705 323.18,045 14 21,319 21.144,004 375 113,328 621.663,803 1,287 563,069 1,380 57 19.39 2.22%(3)Dealogic 2021
20、 2.99 16,185 2021 8,265 27.67%2021 3,274 10.96%32203870(Project 831)(CITIC Sec)30/01/2022 M712021 2,667 2,982 331 498 2021 A 182 22.80%2021 134 50%(4)2021 2021 6 30 7,472 4,923.58 23,884.37 55 94.10 1,407.62 2021 610.67 129.98 2021 6 30 996.65 2020 1.40%1,139.63 2020 6.19%2021 33203870(Project 831)(
21、CITIC Sec)30/01/2022 M71 2021 6 30 21 15 2021 1 29 23 2.2021 2020 3.40%5.19%14.13%2021 2021 6 30 1,140 9.7 200 14.0 1.7 2020 11%15%600 3.1 1.4 2020 15%1.7 2,100 2021 15.8 4,356 3,600 3.2021 34203870(Project 831)(CITIC Sec)30/01/2022 M71 QFI WFOE 2021 MSCI 86 4.2021 2021 300 0.2%1000 6.6%7.8%2021 20%
22、2021 500 14%100 13%2020 STOXX600 13%6%2020 2021 3%2021 2.1%35203870(Project 831)(CITIC Sec)30/01/2022 M71 2021 5.2021 36203870(Project 831)(CITIC Sec)30/01/2022 M71(1)2021 FOF 2021 6 30 13,909.62 3,614.15 10,294.42 1.05 11,663.68 13.84%2021 6 2020 2021 16 2020 16.361,415 260,124 988.19 353.53.1,029,
23、442 1,106,168 771.22 522.43.105 109 23.03 10.46.1,390,962 1,366,401 1,782.44 866.42(2)2021 37203870(Project 831)(CITIC Sec)30/01/2022 M71 2021 6 30 16,066.14 9,762.43 6,303.71 6.2021 REITs 6 2021 2021 6 30 9,381 9,617 7.2021 2,238.24 6.3%873 66.6%2021 1,005 47.14%813 1,925.01 86.52%38203870(Project
24、831)(CITIC Sec)30/01/2022 M71 2020 2021 383 16.41%IPO 313 IPO 81.7%67.38%120 IPO(1)2021(2)2021 18 2021 18 2021 6 30 208.2021 A 39203870(Project 831)(CITIC Sec)30/01/2022 M50 6030 8 1 26 H 10 H 1.5 H H 17.67 341,749,155 H 2021 2 26 2021 5 13 2021 6 29 2021 H 2021 A 2021 11 26 2021 11 26 H 20213714 A
25、20213729 H H 2022 1 28 2022 2 8 H40203870(Project 831)(CITIC Sec)30/01/2022 M50H 2022 1 25 H 2022 1 26 H H 2022 2 8 HH 2022 1 13 A(www.hkexnews.hk)()A A A H H H H H H H H 2022 1 26 H 2022 2 11 2022 2 18 H 2022 2 11 2022 2 18 H H H H H HHH H H H 17.67 10 H 1.5 H H41203870(Project 831)(CITIC Sec)30/01
26、/2022 M50 17.67 H H H H(i)49.3(ii)H 48.8 H H HHH H H 10 H 1.5 H H 2,278,327,700 H H H H 341,749,155 HH 341,749,155 H 17.67 H H341,749,155 H H H 341,749,155 H 代表(i)H 15.00%(ii)H H 13.04%42203870(Project 831)(CITIC Sec)30/01/2022 M50H H H H H H H H H H H H 10 H 1.5 H H 17.67 H H H H H H H H 2022 1 25
27、H 2022 1 26 H H 2022 1 28 2022 2 8 H H 2022 1 27 H 183 17 17121716 H(i)H(ii)H H H H H 43203870(Project 831)(CITIC Sec)30/01/2022 M50 H H H H H H H H H H H H H H H H H H44203870(Project 831)(CITIC Sec)30/01/2022 M50 H H H H HH H H H H H H H H H H H H H H H H(i)H H45203870(Project 831)(CITIC Sec)30/01
28、/2022 M50 H H(ii)H H H H(a)(b)(c)H H H H H H H H H H H H H(i)(ii)H H H H 46203870(Project 831)(CITIC Sec)30/01/2022 M50 H H H H H H H H H H H 100 H 100 100 H H H H H H H H H H H H H H H H H H H H(i)H H H H H H H 47203870(Project 831)(CITIC Sec)30/01/2022 M50(ii)H H H H H H H H H H H H H H H H i.H H
29、Hii.H Hiii.iv.H Hv.a.H H 48203870(Project 831)(CITIC Sec)30/01/2022 M50b.(x)(y)(A)(B)S Hvi.S H Hvii.S Hviii.H H(ii)H Hix.H H HH S H H H H H H H H H 2022 2 23 H CITIC SECURITIES COMPANY LIMITED PAL H 49203870(Project 831)(CITIC Sec)30/01/2022 M50 H H 100 H 2022 3 3 H H H H H H H H H 2022 2 15 H H H H
30、 H H H H H 50203870(Project 831)(CITIC Sec)30/01/2022 M50 H H H H H H H H(i)H H(ii)H H(iii)(iv)H H H H H(a)(b)H51203870(Project 831)(CITIC Sec)30/01/2022 M50(c)H H H H H H H H H H H H H H H H H H H H H H H H H H(i)H H(ii)H H(iii)(iv)H H H H H(a)52203870(Project 831)(CITIC Sec)30/01/2022 M50(b)H(c)H
31、H H H H H H H H H H H H H H H H H H H H H(i)H H53203870(Project 831)(CITIC Sec)30/01/2022 M50(ii)(iii)H H H H H H 8 H Hi.H H ii.H H H H H H(852)2862 8555 H H 17.67 H H H H H54203870(Project 831)(CITIC Sec)30/01/2022 M50 H 17.67 1.2022 1 13 H 20.80 15.0%2.2022 1 13 H 20.80 15.0%3.2022 1 13 H 20.32 13
32、.0%4.2022 1 13 H 20.29 12.9%5.2022 1 13 H 20.30 13.0%6.2022 1 13 H 20.80 H 20.39 13.3%7.7.27B(i)5.4%28.61 30.26(ii)H 2.0%H 20.39 H 20.80(iii)A 5.9%A 30.37 A 32.28 7.27B H A H A 7.27B 25%H 17.67(i)H(ii)55203870(Project 831)(CITIC Sec)30/01/2022 M50(iii)(iv)(v)H H H 17.47 H HH H H H H H H H H H H H H
33、H H H(i)H H(ii)H(iii)H H H H H H H H H56203870(Project 831)(CITIC Sec)30/01/2022 M50 2022 2 23 H CITIC SECURITIES COMPANY LIMITED EAF H H H H H H H H H H H H H H H H H H H H H H H H 2022 2 23 H H 100 H H 2022 3 3 57203870(Project 831)(CITIC Sec)30/01/2022 M50H H H H 2022 3 3 H H H H 2022 3 3 H H H H
34、 H H H H H H H H H H H H H H H H H H H H H H H H H58203870(Project 831)(CITIC Sec)30/01/2022 M50 H H H H H H H H H H H H H H H H H H H H HH H 1.2.H 2021 H A 2021 A3.4.H H59203870(Project 831)(CITIC Sec)30/01/2022 M505.H H 1 3 H H 7.19(1)(a)H HH A A 70%A 2022 1 27 A 97.17%H(i)H H H H H(ii)H H H 14.81
35、 H H H H H 500 H 500 H60203870(Project 831)(CITIC Sec)30/01/2022 M50H H H H H H A A HH H H H H H H H H 7.19(1)(a)61203870(Project 831)(CITIC Sec)30/01/2022 M50 HH 2022 1 14 1 4 7 1 2 4 6 9 1 4 7.19(1)(a)H 341,749,155 H H(i)H H(ii)A(iii)A62203870(Project 831)(CITIC Sec)30/01/2022 M50(iv)B(v)D(vi)H(vi
36、i)(viii)342C(ix)H H(x)H(xi)(xii)A 70%A(i)(i)(iv)(v)(vi)(ix)(xi)(ii)(i)63203870(Project 831)(CITIC Sec)30/01/2022 M50(ii)(A)(B)(C)(D)(E)(F)(G)(iii)(iv)(v)H64203870(Project 831)(CITIC Sec)30/01/2022 M50(vi)H H H(A)H A(B)H 30 H H H 2022 1 26 H 2022 2 11 2022 2 18 H H H H H H H H H H H 2022 365203870(Pr
37、oject 831)(CITIC Sec)30/01/2022 M50 3 H H H H H H H H H A A A A A 14.43 10 A 1.5 A AAA A A 10 A 1.5 A A 10,648,448,329 A A 1,552,021,645 A A 14.43 A A A AA A A A 14.43 66203870(Project 831)(CITIC Sec)30/01/2022 M50A A.2022 1 14.2022 1 17 A.2022 1 18 A A.2022 1 19 A.2022 1 19 2022 1 26 A A.2022 1 25
38、A.2022 1 26 A A.2022 1 27 A A A 1.2.H 2021 H A 2021 A3.4.A A 70%A A A A 2022 2 8 H A A 70%A67203870(Project 831)(CITIC Sec)30/01/2022 M50 2022 1 27 A 97.17%AA A A 70%A A A 2022 1 27 A 97.17%A A A AA A 97.17%A(i)224.0(ii)A 223.2 AA 2022 1 13(www.hkexnews.hk)()A A A 2022 1 13 68203870(Project 831)(CIT
39、IC Sec)30/01/2022 M50 H A 1.H H 1 2 A.1,999,695,746 3 15.47%299,954,362 10 2,299,650,108 10 15.52%.265,352,996 4 2.05%39,802,949 10 305,155,945 10 2.06%.544,514,633 5 4.21%81,677,195 10 626,191,828 10 4.23%.374 6 0.000003%56 10 430 10 0.000003%.2,071,958 7 0.02%310,794 10 2,382,752 10 0.02%A.7,836,8
40、12,622 60.62%1,130,276,289 8,967,088,911 60.50%A.10,648,448,329 82.38%1,552,021,645 12,200,469,974 82.32%H.376,000,000 8 2.91%56,400,000 10 432,400,000 10 2.92%.106,494,000 5 0.82%15,974,100 10 122,468,100 10 0.83%.10,443,500 9 0.08%1,566,525 10 12,010,025 10 0.08%H.1,785,390,200 13.81%267,808,530 2
41、,053,198,730 13.85%H.2,278,327,700 17.62%341,749,155 2,620,076,855 17.68%.12,926,776,029 100.00%1,893,770,800 14,820,546,829 100.00%69203870(Project 831)(CITIC Sec)30/01/2022 M502.H H H H H 1 2 2 A.1,999,695,746 3 15.47%299,954,362 10 2,299,650,108 10 15.82%299,954,362 10 2,299,650,108 10 15.52%.265
42、,352,996 4 2.05%39,802,949 10 305,155,945 10 2.10%39,802,949 10 305,155,945 10 2.06%.544,514,633 5 4.21%81,677,195 10 626,191,828 10 4.31%81,677,195 10 626,191,828 10 4.23%.374 6 0.000003%56 10 430 10 0.000003%56 10 430 10 0.000003%.2,071,958 7 0.02%310,794 10 2,382,752 10 0.02%310,794 10 2,382,752
43、10 0.02%A.7,836,812,622 60.62%1,130,276,289 8,967,088,911 61.69%1,130,276,289 8,967,088,911 60.50%A.10,648,448,329 82.38%1,552,021,645 12,200,469,974 83.94%1,552,021,645 12,200,469,974 82.32%H.376,000,000 8 2.91%56,400,000 10 432,400,000 10 2.97%56,400,000 10 432,400,000 10 2.92%.106,494,000 5 0.82%
44、106,494,000 10 0.73%106,494,000 10 0.72%.10,443,500 9 0.08%10,443,500 10 0.07%10,443,500 10 0.07%H.285,349,155 285,349,155 1.93%H.1,785,390,200 13.81%1,785,390,200 12.28%1,785,390,200 12.05%H.2,278,327,700 17.62%56,400,000 2,334,727,700 16.06%341,749,155 2,620,076,855 17.68%.12,926,776,029 100.00%1,
45、608,421,645 14,535,197,674 100.00%1,893,770,800 14,820,546,829 100.00%70203870(Project 831)(CITIC Sec)30/01/2022 M501.2022 1 27 A A2.A A 2022 1 27 A 3.1,999,695,746 A 4.265,352,996 A 5.544,514,633 A 106,494,000 H 6.374 A7.2,071,958 A8.376,000,000 H 9.10,443,500 H 10.(i)H H(ii)H(iii)H H H(1)H(2)8.08
46、10%71203870(Project 831)(CITIC Sec)30/01/2022 M50 H 8.08 10.70%12 12 1.2.3.72203870(Project 831)(CITIC Sec)30/01/2022 M50 4.(i)190 2023 3 31(ii)50 2026 12 31 73203870(Project 831)(CITIC Sec)30/01/2022 M50(iii)30 10 2024 12 31 2020(iv)10 2022 8 30 74203870(Project 831)(CITIC Sec)30/01/2022 M50 2018 2
47、019 2020 2021 H H H 2022 2 9 I-1203870(Project 831)(CITIC Sec)30/01/2022 M71 2018 2019 2020 12 31 2021 6 30(http:/www.hkexnews.hk)(http:/)2019 4 17 2018 12 31 144 290 https:/www1.hkexnews.hk/listedco/listconews/sehk/2019/0417/ltn20190417366_c.pdf 2020 4 23 2019 12 31 152 301 https:/www1.hkexnews.hk/
48、listedco/listconews/sehk/2020/0423/2020042300533_c.pdf 2021 4 21 2020 12 31 157 307 https:/www1.hkexnews.hk/listedco/listconews/sehk/2021/0421/2021042100519_c.pdf 2021 9 16 2021 6 30 72 173 https:/www1.hkexnews.hk/listedco/listconews/sehk/2021/0916/2021091600709_c.pdf 2021 12 31.7,102.618.50,684.181
49、,403.14,630.1,885 2021 12 31 A H I-2203870(Project 831)(CITIC Sec)30/01/2022 M71 I-3203870(Project 831)(CITIC Sec)30/01/2022 M71 2021 PB I-4203870(Project 831)(CITIC Sec)30/01/2022 M71 FICC+I-5203870(Project 831)(CITIC Sec)30/01/2022 M71 II-1203870(Project 831)(CITIC Sec)30/01/2022 M71 4.29 H H 2021
50、 6 30 HI.2021 6 30 4.29 H H 2021 6 30 2021 6 30 2021 6 30 H H 2021 6 30 1 H 2 2021 6 30 2021 6 30 3 2021 6 30 4 2021 6 30 5 H 17.67 341,749,155 H.175,825.71 4,875.97 180,701.68 13.60 13.62 16.681.2021 6 30 175,825.71 11,580.26 187,405.97 2021 6 30 2.H 4,875.97 H 17.67 341,749,155 H 55.47 II-2203870(
